| Resume alert | Resumes 81 - 90 of 1450 |
Chief Financial Officer
Manhattan, NY, 10007
... organized and developed method and structure for the sale of the company •Prepared all SEC public filings utilizing expertise in Sarbanes-Oxley rules and current filing regulations •Established new banking relationships and improved existing ... - 2023 Dec 17
... organized and developed method and structure for the sale of the company •Prepared all SEC public filings utilizing expertise in Sarbanes-Oxley rules and current filing regulations •Established new banking relationships and improved existing ... - 2023 Dec 17
Customer Service District Manager
Jersey City, NJ
Yris M Montesino *** ****** *** ****** **** NJ **305 Mobile – 551-***-**** E Mail- ad10s2@r.postjobfree.com Objective Be part of an organization where I am able to create a balance between my individual and professional development, contributing in... - 2023 Dec 16
Yris M Montesino *** ****** *** ****** **** NJ **305 Mobile – 551-***-**** E Mail- ad10s2@r.postjobfree.com Objective Be part of an organization where I am able to create a balance between my individual and professional development, contributing in... - 2023 Dec 16
Real Estate Accounts Payable
Scarsdale, NY
... Prepared bank Call Report (FFIC 041) and quarterly/yearly filings with NYS Department of Financial Services, SEC, and other regulatory agencies. Worked with outside counsel and reviewed and signed off on escrow and investment management agreements. ... - 2023 Dec 15
... Prepared bank Call Report (FFIC 041) and quarterly/yearly filings with NYS Department of Financial Services, SEC, and other regulatory agencies. Worked with outside counsel and reviewed and signed off on escrow and investment management agreements. ... - 2023 Dec 15
Product Marketing Client Development
Brooklyn, NY
... Staffed 60 to 70 unskilled reps with 3 part-time shifts Mon-Sat producing 1 mortgage application per rep per hour with Soc Sec #’s. Automatically processed credit histories for brokers via system (FTP). - Go TO person for streamlining lead ... - 2023 Dec 13
... Staffed 60 to 70 unskilled reps with 3 part-time shifts Mon-Sat producing 1 mortgage application per rep per hour with Soc Sec #’s. Automatically processed credit histories for brokers via system (FTP). - Go TO person for streamlining lead ... - 2023 Dec 13
Support Staff Wealth Management
New York, NY
... SEC; FINRA; CARES Act; SECURE Act; federal and state laws, and Morgan Stanley policy • Fielded questions via telephone (personal and department hotline) and Email from Senior Complex Risk Officers, Complex Risk Officers, Financial Advisors, and ... - 2023 Dec 05
... SEC; FINRA; CARES Act; SECURE Act; federal and state laws, and Morgan Stanley policy • Fielded questions via telephone (personal and department hotline) and Email from Senior Complex Risk Officers, Complex Risk Officers, Financial Advisors, and ... - 2023 Dec 05
Accounting Assistant It Financial
Brooklyn, NY
... Edge Stock Exchange/ ISE Stock Exchange, Jersey City, NJ January2010 - August2010 Staff Account- Billing -Finance Department •Review and analyze financial reports and other relevant data to ensure compliance with FINRA and SEC rules and regulations. ... - 2023 Dec 04
... Edge Stock Exchange/ ISE Stock Exchange, Jersey City, NJ January2010 - August2010 Staff Account- Billing -Finance Department •Review and analyze financial reports and other relevant data to ensure compliance with FINRA and SEC rules and regulations. ... - 2023 Dec 04
Regulatory Reporting Risk Management
Brooklyn, NY
... Responsible for designing and reviewing controls around the amended SEC 17a-5 rule RBC Capital Markets LLC, New York, 2003 – 2014 VP Regulatory Reporting Prepared the FOCUS Report 15c3-1 and the following Customer and PAB Reserve Calculation 15c3-3 ... - 2023 Dec 03
... Responsible for designing and reviewing controls around the amended SEC 17a-5 rule RBC Capital Markets LLC, New York, 2003 – 2014 VP Regulatory Reporting Prepared the FOCUS Report 15c3-1 and the following Customer and PAB Reserve Calculation 15c3-3 ... - 2023 Dec 03
Privacy Law, corporate law, contract drafting and negotiation, M & A
New Hyde Park, NY
... • Collaborated with outside counsel, to form the firm’s broker-dealer while achieving adherence to FINRA and SEC guidelines • Delivered increased revenue for the firm through the creation of a robust legal structure for a new pre-selling lead sale ... - 2023 Dec 02
... • Collaborated with outside counsel, to form the firm’s broker-dealer while achieving adherence to FINRA and SEC guidelines • Delivered increased revenue for the firm through the creation of a robust legal structure for a new pre-selling lead sale ... - 2023 Dec 02
Java Developer
Jersey City, NJ
... The data rate was 4 million messages per day serving 50-52 requests per sec using IBM MQ and event-driven architecture. Communicated with external applications JMS messages using IBM Websphere MQ. Utilized JBOSS IDEs for application server ... - 2023 Nov 30
... The data rate was 4 million messages per day serving 50-52 requests per sec using IBM MQ and event-driven architecture. Communicated with external applications JMS messages using IBM Websphere MQ. Utilized JBOSS IDEs for application server ... - 2023 Nov 30
Business Analyst World Class
Brooklyn, NY
... · Maintained the consolidation company financial structure in adherence to 10Q and 10K SEC reporting requirements which resulted a passing year- end audit and continuously improve control procedures. · Participated in the Global monthly and ... - 2023 Nov 30
... · Maintained the consolidation company financial structure in adherence to 10Q and 10K SEC reporting requirements which resulted a passing year- end audit and continuously improve control procedures. · Participated in the Global monthly and ... - 2023 Nov 30