| Resume alert | Resumes 1 - 10 of 1459 |
Human Rights Legal Assistant
Brooklyn, NY
... SEC, New York, NY (temp assignment), 5/2013-8/2013 Litigation Specialist ●Followed established guidelines, gathered, prepared and summarized relevant materials for use by attorneys in preparation of opinions, briefs and other legal documents. ... - Sep 26
... SEC, New York, NY (temp assignment), 5/2013-8/2013 Litigation Specialist ●Followed established guidelines, gathered, prepared and summarized relevant materials for use by attorneys in preparation of opinions, briefs and other legal documents. ... - Sep 26
Compliance Officer Risk Management
Parsippany, NJ
... VP for SEC Registered Investment Advisor 2000 - 2002 Credit Agricole Indosuez AVP for Qualified Institutional Buyer Broker-Dealer 1998 - 2000 Merrill Lynch & Company, Inc. AVP for International Broker-Dealer 1994 - 1998 Rogers & Wells, LP Legal ... - Sep 25
... VP for SEC Registered Investment Advisor 2000 - 2002 Credit Agricole Indosuez AVP for Qualified Institutional Buyer Broker-Dealer 1998 - 2000 Merrill Lynch & Company, Inc. AVP for International Broker-Dealer 1994 - 1998 Rogers & Wells, LP Legal ... - Sep 25
Senior Auditor
Manhattan, NY, 10007
... States, having as main focus the review of SOX Section 404 controls in compliance with the American Sarbanes-Oxley Act, SEC - Securities and Exchange Commission of the United States and CVM - Securities and Exchange Commission of Brazil regulations. ... - Sep 24
... States, having as main focus the review of SOX Section 404 controls in compliance with the American Sarbanes-Oxley Act, SEC - Securities and Exchange Commission of the United States and CVM - Securities and Exchange Commission of Brazil regulations. ... - Sep 24
Project Manager, Business Analyst, Data Analyst or Technical Writer
Manhattan, NY, 10023
... futures, options & interest rate derivatives, in the following disciplines: connectivity to exchanges, commissions, fees (SEC, Exchange, OCC, ORF), Compliance/ Regulatory (Short Interest Reporting, Large Option Position Reporting (LOPR), (FIX) ... - Sep 19
... futures, options & interest rate derivatives, in the following disciplines: connectivity to exchanges, commissions, fees (SEC, Exchange, OCC, ORF), Compliance/ Regulatory (Short Interest Reporting, Large Option Position Reporting (LOPR), (FIX) ... - Sep 19
Customer Care Life Safety
Queens, NY
... Fire and Life Safety Director and Security In-charge: Marriott Fairfield/538W NY, Hilton Garden Inn/326W, 37th St (Big-intel SEC Grp)-11/2017 to 9/1/2019: • Responsible for Fire, Life Safety, Emergency Actions & Fire commend center. • Worked with ... - Sep 19
... Fire and Life Safety Director and Security In-charge: Marriott Fairfield/538W NY, Hilton Garden Inn/326W, 37th St (Big-intel SEC Grp)-11/2017 to 9/1/2019: • Responsible for Fire, Life Safety, Emergency Actions & Fire commend center. • Worked with ... - Sep 19
Business Analyst Project Manager
Jersey City, NJ
... Led the team in the upgrade for the regulatory reporting to be in compliance with EMIR Refit, CFTC part 34 and 45, SEC, and MIFID II. Synechron Consultant for Citibank, Irving Texas September 2019 - January 2020 Senior Business Analyst Gathering and ... - Sep 19
... Led the team in the upgrade for the regulatory reporting to be in compliance with EMIR Refit, CFTC part 34 and 45, SEC, and MIFID II. Synechron Consultant for Citibank, Irving Texas September 2019 - January 2020 Senior Business Analyst Gathering and ... - Sep 19
Data Scientist Engineer
Queens, NY
... in Xhost & SSL connected to Redhat Linux analysis cluster w/ PySpark 05/2017-08/2017 Securities & Exchange Commission Subject Matter Expert •Regulatory & Compliance analysis of Registrants using Python w/ SEC’s NEAT in Jupyter Notebook for ... - Sep 17
... in Xhost & SSL connected to Redhat Linux analysis cluster w/ PySpark 05/2017-08/2017 Securities & Exchange Commission Subject Matter Expert •Regulatory & Compliance analysis of Registrants using Python w/ SEC’s NEAT in Jupyter Notebook for ... - Sep 17
Customer Service A Local
New York City, NY
... Recruitment, Project Coordination, Timeline Coordination, Financial Forecasting, Budget Management, Regulatory Compliance (SEC), Operations Improvements, Diversity, Equity, & Inclusion Initiatives, Client Relationship Management, Sales Optimization ... - Sep 09
... Recruitment, Project Coordination, Timeline Coordination, Financial Forecasting, Budget Management, Regulatory Compliance (SEC), Operations Improvements, Diversity, Equity, & Inclusion Initiatives, Client Relationship Management, Sales Optimization ... - Sep 09
CPA with Master in Taxation and MBA degree. Good at review & prep t/r.
Whippany, NJ, 07981
... ad hoc projects include ERC, PPP Loans and Sec. 1244 stock etc. ● Respond to any IRS or a state’s tax notices PRICEWATERHOUSECOOPERS, New York, NY April 2013- March 2021 Tax Director, Banking, Capital Market & Insurance Group Diversified tax ... - Sep 05
... ad hoc projects include ERC, PPP Loans and Sec. 1244 stock etc. ● Respond to any IRS or a state’s tax notices PRICEWATERHOUSECOOPERS, New York, NY April 2013- March 2021 Tax Director, Banking, Capital Market & Insurance Group Diversified tax ... - Sep 05
Information Systems Technology
Newark, NJ
... SEC. Improved transparency by implementing a complete program structure designed to update all stakeholders of project status. CITIGroup, New York, New York 2013 – 2016 Senior Vice President and Program Manager A senior member of the Enterprise ... - Sep 05
... SEC. Improved transparency by implementing a complete program structure designed to update all stakeholders of project status. CITIGroup, New York, New York 2013 – 2016 Senior Vice President and Program Manager A senior member of the Enterprise ... - Sep 05