| Job alert | Jobs 71 - 80 of 441 |
Blackstone Credit - Investments Funds Attorney, AVP
Blackstone Group
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Manhattan, NY, 10001
... developments that impact investment fundsCoordinate with other stakeholders on fund compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal, state and international securities laws (including the Investment Advisers ... - Sep 26
Executive Vice President, Finance
Hold Brothers
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Manhattan, NY, 10278
... This individual will collaborate with business unit and functional teams for the end-to-end process in producing consolidated financial statements and related disclosures as required by GAAP and the SEC. Additionally, this position will monitor ... - Sep 06
Head of Information Barriers/Control Room Compliance
TCW
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Manhattan, NY, 10020
... Prior compliance experience with registered investment advisers, registered investment companies, and/or SEC or FINRA. Professional Skills Qualifications Excellent interpersonal skills; demonstrated success in building and maintaining strong ... - Sep 18
Associate Counsel
MultiPlan
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Manhattan, NY, 10003
... governance, debt, executive compensation and entity management matters and functions: * Assist in the preparation and filing of all SEC filings, including the Company’s 10-Ks, 10-Qs, 8-Ks, Proxy Statements, Section 16 Reports and other SEC-related * ... - Sep 18
Fund Accounting Associate (Mutual Funds)
Blackstone
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New York City, NY
... listed domestic and foreign equities, listed and OTC derivatives, structured credit, private investments Knowledge of SEC filings for regulated mutual funds and Central Bank of Ireland filings for regulated UCITS fund Coordinate with auditors ... - Sep 02
Private Equity Staff / Fund Accountant
White Oak Fund Services, LLC
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Manhattan, NY, 10261
... Prepare support for annual regulatory compliance filings with the SEC. Initiate wire transfers and assist with general disbursements. Assist with valuation models. Prepare various private equity partnership and individual tax returns. Conduct basic ... - Sep 26
Accounting Manager/Senior Accountant
Robert Half
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Saddle Brook, NJ, 07663
100000USD - 110000USD per year
Job Description Responsibilities • Collaborate in the development, implementation and oversight of company-wide accounting policies and controls consistent with SEC, US GAAP and Sarbanes-Oxley compliance. • Support the close process, ensuring ... - Sep 28
Financial Services Compliance & Regulatory Attorney
Direct Counsel, LLC
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Manhattan, NY, 10278
... Interact with regulatory bodies such as the SEC and FINRA. Qualifications: Juris Doctor (JD) degree from an accredited law school. Minimum of four years of experience in compliance and regulatory matters. Membership in a local bar in good standing. ... - Sep 06
Director, Financial Reporting
Pagaya
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New York, NY
... In this role you will be responsible for maintaining accurate external financial statements in compliance with US GAAP and SEC requirements. Ideally this candidate has prior experience with public companies, Fin-tech, broker dealers, banking or ... - Sep 27
VP, Information Security Manager
OTC Markets Group Inc
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Manhattan, NY, 10282
... • Understanding of regulatory compliance requirements such as SEC Regulation SCI, PCI DSS, GLBA. • Experience with Zero Trust architecture and implementation. • Experience in threat modeling and incident simulation exercises. • Strong business ... - Sep 28