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Resume alert |
Resumes 81 - 90 of 1137 |
Bergenfield, NJ
... - Served as General Counsel to four (4) separate broker-dealer subsidiaries of parent organization. - Directly involved with all aspects of securities and corporate law, including supervision of legal staff in the preparation and filing of ...
- Feb 08
Plainfield, NJ
... Wellington Management’s global trading platform provides Investors, traders, broker-dealer to place trades and monitor accounts through financial intermediaries. The project was to enhance a global trading platform which supports buy and sell of ...
- Feb 07
Queens, NY
... May 2017 - July 2017 (Contractor) Support Broker Dealer Platform. Review alerts from beginning to end, which may include presenting the recommendation to the Close and Clear (NFA) or escalation to Case Investigation. Conduct full analysis ...
- Feb 01
Jersey City, NJ
... • Ran internal audits with nine, instead of 14 approved, heads and dealer audit function with six heads. • Delivered high-quality audits focusing on essential Nissan requirements, high-risk finance and operating functions, management requested ...
- Feb 01
Newark, NJ, 07102
... Key risk leader dealing with Federal Reserve to address control concerns and requirements and resolve prior serious regulatory findings, supporting way for New York business unit to be granted primary dealer status. Merrill Lynch New York, NY First ...
- Jan 31
Brooklyn, NY
... Hired to shift the perception of the brand (internally and externally) from a manufacture/dealer culture to a high-design, brand-driven organization through advertising, social media, online, trade events, and other sales communications. Directed ...
- Jan 31
Denville, NJ
... Communicated via Webinars to both direct and dealer sales teams to enhance the communication and relationships to improve sales. Worked cross-functionally with Product Management, SCM, Learning Group, Tax, etc. to achieve overall Product Group goals ...
- Jan 28
Manhattan, NY, 10003
... Licensed Used Auto Dealer & Other Type Vehicles.Selling and Buying.Domestic Wholesale, International Export, Auctions, Electro -Mechanical Repairs. 2009 - 2018 C.M. Pateman Real Estate Development,Inc. – Irvington, NY – Vice President; Buy, ...
- Jan 23
Jersey City, NJ, 07302
... from Financial Market (NCFM) in Capital Markets Dealer Module, Securities Module, Derivatives Core Module, Commodity Market Module PROFILE SUMMARY • Hardworking individual, with high energy possessing excellent analytical skills, offering approx. ...
- Jan 22
Queens, NY
... Faculty of Universitas Indonesia Organization — 2010-2015 Dealer om ar pao aoe) 2015-2017 DECAL rnsiSetcih KemAlAcher (ASIA) Ser garners 2018 Indonesian Islamic Youth Eoonorne Forum (ISYEF) 2018 -2019 Gerakan Milena indonesia r 2019 Dewan Keperucaan ...
- Jan 21